Client
Services
One
of the most important aspects of our service is to communicate effectively
with the client. Delta emphasizes a high degree of individualized client
service, firmly believing that a client's full understanding of our
portfolio management process is important. Therefore, we provide extensive
written communications as well as the opportunity to meet personally
at the client's convenience.
- Each client has
unique investment objectives and needs. Through consultation, we assist
in the formulation of an optimal asset allocation strategy.
- While most assets
are held across all accounts, each portfolio is individually managed
and structured.
- Each portfolio
manager has a full understanding of a client's objectives and account
structure. This personal service along with ongoing contact facilitates
the portfolio management process.
- Extensive written
communication is provided, including monthly statements, quarterly
letters, and performance reports.
- Personal contact
is continuous and can range from personal meetings to telephone calls.
In more formal meetings, topics discussed include the current investment
environment, recent portfolio performance, and future investment strategy.
- We are compensated
solely on the management fees that we earn with no commissioned or
proprietary products to promote.
In addition, we
are always available to consult on any related financial matter that
a client might bring to our attention.
Form
ADV
Delta Asset Management, LLC is an investment advisor registered with
the Securities and Exchange Commission (SEC), and has filed Form ADV
with the SEC. This disclosure document contains information about the
firm, its principals, business practices and regulatory compliance.
For a copy of Delta's ADV, please contact
us or visit the SEC's Investment
Adviser Public disclosure website.
